David L. Wark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Lynes Wark, who also goes by Dave Wark, David L Wark, David Wark, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1994. David had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 1997 - January 24, 2018
VINING-SPARKS IBG, LLC
October 2, 1995 - June 26, 1997
FIRST UNION CAPITAL MARKETS CORP.
May 18, 1994 - October 3, 1995
CALIBRE FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
VINING-SPARKS IBG, LLC
CRD#: 27502 / SEC#: , 8-43150
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
