Aileen A. Grant
Professional summary
Aileen A. Grant, CFP®, who also goes by Aileen A Grant, Aileen Grant, Aileen A Mccall, Alice Aileen Mccall, A Aileen Tregay, Aileen A Tregay, Aileen Tregay, Alice Aileen Tregay, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Bee Cave, Texas.
Aileen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Aileen has worked at 15 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Aileen A. Grant's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 12600 Hill Country Blvd. Ste. R-275, Bee Cave, TX 78738July 29, 2016 - December 5, 2022
CAMBRIDGE INVESTMENT RESEARCH, INC.
July 11, 2013 - August 1, 2016
PENCE WEALTH MANAGEMENT, INC.
March 27, 2013 - August 12, 2016
LPL FINANCIAL LLC
March 26, 2013 - August 12, 2016
LPL FINANCIAL LLC
April 11, 2011 - April 3, 2013
WELLS FARGO CLEARING SERVICES, LLC
March 21, 2011 - April 3, 2013
WELLS FARGO CLEARING SERVICES, LLC
July 27, 2006 - January 9, 2008
RITTENHOUSE ASSET MANAGEMENT, INC.
July 21, 2006 - January 8, 2008
NUVEEN SECURITIES, LLC
August 19, 2004 - April 26, 2006
STERLING CAPITAL DISTRIBUTORS, LLC
July 30, 2002 - December 31, 2005
GENTER ADVISORS LLC
February 11, 2002 - October 2, 2002
QUASAR DISTRIBUTORS, LLC
January 4, 2002 - December 31, 2005
GENTER CAPITAL MANAGEMENT
June 5, 1996 - December 12, 2001
SUTRO & CO. INCORPORATED
December 20, 1988 - June 7, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 28, 1988 - December 21, 1988
UR FINANCIAL, INC.
August 20, 1987 - October 20, 1988
WESTMONT SECURITIES CORPORATION
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/19/2020)
Exams
Current Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
