James E. Honnold

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CRD#: 1720944

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Edwin Honnold, who also goes by Jim Honnold, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1987. James had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jim Honnold

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 1, 2002 - November 30, 2020

SIGNATURE FINANCIAL SERVICES, LTD

RIA

CRD#: 123729

CHARLESTON, IL

Past

September 7, 2001 - November 3, 2020

FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460

MATTOON, IL

Past

December 6, 2000 - September 18, 2001

MARQUIS FINANCIAL SERVICES, INC.

CRD#: 20733

TARZANA, CA

Past

May 20, 1996 - October 11, 2000

WILLIAM C. BURNSIDE & COMPANY, INC.

CRD#: 6400

DANVILLE, IL

Past

January 27, 1993 - June 6, 1994

WILLIAM C. BURNSIDE & COMPANY, INC.

CRD#: 6400

DANVILLE, IL

Past

June 1, 1988 - October 16, 1991

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

September 24, 1987 - May 16, 1988

WILLIAM C. BURNSIDE & COMPANY, INC.

CRD#: 6400

DANVILLE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SIGNATURE FINANCIAL SERVICES, LTD

SIGNATURE FINANCIAL SERVICES, LTD | SIGNATURE FINANCIAL SERVICES,LTD

CRD#: 123729 / SEC#: 801-64258

RIA

Registered Investment Advisory firm - (5/27/2005 Approved)

Texas

Registered Investment Advisory firm - (8/31/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/23/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/28/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/19/1987

General Securities Representative Examination

Current Firm

SIGNATURE FINANCIAL SERVICES, LTD

SIGNATURE FINANCIAL SERVICES, LTD | SIGNATURE FINANCIAL SERVICES,LTD

CRD#: 123729 / SEC#: 801-64258

RIA

Registered Investment Advisory firm - (5/27/2005 Approved)

Texas

Registered Investment Advisory firm - (8/31/2005 Terminated)

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Contact information

Main Address

855 East Golf Road, Suite 2128, Arlington Heights, IL 60005

Mailing Address

Phone number

(847) 545-8070

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (3/5/2025)

BROCHURE FOR ALL CLIENTS (3/5/2025)

Regulatory assets under management

Total Number of Accounts	475
AUM (Assets Under Management)	$ 227,070,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James E. Honnold

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIRST HEARTLAND CAPITAL, INC.

MARQUIS FINANCIAL SERVICES, INC.

WILLIAM C. BURNSIDE & COMPANY, INC.

WILLIAM C. BURNSIDE & COMPANY, INC.

MML INVESTORS SERVICES, LLC

WILLIAM C. BURNSIDE & COMPANY, INC.

Primary Firm SEC Registration

SIGNATURE FINANCIAL SERVICES, LTD

State Registrations and Notice Filings

Exams

Series 65

Date: 1/23/2001

Series 63

Date: 12/28/1987

SIE

Date: 10/1/2018

Series 7

Date: 9/19/1987

Current Firm

SIGNATURE FINANCIAL SERVICES, LTD

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SIGNATURE FINANCIAL SERVICES, LTD

TRUST BUT VERIFY

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