Jodi Lynn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jodi Lynn, who also goes by Jodi Lynn Behrends, Jodi Lynn Bylander, Jodi Lynn Cerny, was a registered financial professional .
Jodi is a previously registered financial professional and started their career in finance in 1992. Jodi had worked at 3 firms and has passed the Series 63, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2014 - March 10, 2016
NICOLLET INVESTMENT MANAGEMENT, INC.
July 31, 1993 - July 6, 2007
CITIGROUP GLOBAL MARKETS INC.
May 18, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
NICOLLET INVESTMENT MANAGEMENT, INC.
CRD#: 109401 / SEC#: 801-57282
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NICOLLET INVESTMENT MANAGEMENT, INC.
CRD#: 109401 / SEC#: 801-57282
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 868 |
| AUM (Assets Under Management) | $ 532,509,760 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
