Edward C. Beattie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Cole Beattie, who also goes by Ted Beattie, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1987. Edward had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 1995 - July 1, 1996
ROBERT THOMAS SECURITIES, INC
July 29, 1991 - October 19, 1995
EDWARD JONES
September 6, 1990 - August 5, 1991
KOBER FINANCIAL CORP.
August 8, 1990 - September 5, 1990
MLB INVESTMENTS, LTD.
September 24, 1987 - October 18, 1990
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ROBERT THOMAS SECURITIES, INC
CRD#: 10147 / SEC#: , 8-26680
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
