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LD

Lara Debry

Some features on this profile are disabled
CRD#: 1720653
LD

Professional summary

Lara Debry was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Lara is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Lara had worked at 8 firms, which includes EAGLE GATE SECURITIES INC., MORGAN STANLEY DW INC., WELLS FARGO INVESTMENTS LLC, WELLS FARGO SECURITIES LLC, FIRST SECURITY INVESTOR SERVICES INC., PRUDENTIAL EQUITY GROUP LLC, CITIGROUP GLOBAL MARKETS INC., FIDELITY BROKERAGE SERVICES LLC.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lara Baker | Lara Yager | Laura Yager

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 24, 2002 - November 10, 2003

EAGLE GATE SECURITIES, INC.

BD
CRD#: 46959
SALT LAKE CITY, UT
Past

January 18, 2002 - September 12, 2002

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

July 5, 2001 - September 13, 2001

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
SAN FRANCISCO, CA
Past

January 8, 2001 - September 13, 2001

WELLS FARGO SECURITIES, LLC

BD
CRD#: 7665
SAN FRANCISCO, CA
Past

February 3, 1997 - January 28, 1998

FIRST SECURITY INVESTOR SERVICES, INC.

BD
CRD#: 15515
SALT LAKE CITY, UT
Past

May 19, 1996 - January 21, 1997

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

September 26, 1995 - December 5, 1995

FIRST SECURITY INVESTOR SERVICES, INC.

BD
CRD#: 15515
SALT LAKE CITY, UT
Past

February 7, 1994 - January 13, 1995

FIRST SECURITY INVESTOR SERVICES, INC.

BD
CRD#: 15515
SALT LAKE CITY, UT
Past

November 20, 1991 - September 9, 1992

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

November 16, 1987 - March 6, 1990

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/10/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/7/2001
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/13/1987
Investment Company Products/Variable Contracts Representative Examination

Current Firm

EG
EAGLE GATE SECURITIES, INC.
EAGLE GATE SECURITIES, INC. | EAGLE GATE SECURITIES,INC.

CRD#: 46959 / SEC#: , 8-51591

BD
Terminated by SEC on 01/17/2006
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Contact information

Main Address
Mailing Address
Phone number
Established
Utah since 01/15/1999
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
NYE, RODGER ALANPRESIDENT, TREASURER, ROP,CCO AS OF 11/26/20041241373
POTTER, ROBERT HAWKESVICE PRESIDENT, SECRETARY1198202

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EAGLE GATE SECURITIES, INC.

CRD#: 46959

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