Peter M. Halloran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Montgomery Halloran was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1987. Peter had worked at 4 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2019 - February 21, 2025
TITANIUM EXPLORATION PARTNERS LLC
August 11, 2017 - December 31, 2018
TITANIUM EXPLORATION PARTNERS LLC
July 30, 1991 - September 16, 1997
CREDIT SUISSE SECURITIES (USA) LLC
October 24, 1990 - August 21, 1991
SALOMON BROTHERS INC.
October 29, 1987 - July 9, 1990
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TITANIUM EXPLORATION PARTNERS LLC
CRD#: 172559 / SEC#: 801-110939
Contact information
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 114,427,000 |
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 6/29/2017 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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