Audrey H. Parigi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Audrey Harano Parigi CFP, who also goes by Audrey Kay Harano, Audrey Kay Onwiler, Audrey Harano Parigi, was a registered financial professional .
Audrey is a previously registered financial professional and started their career in finance in 1987. Audrey had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2003 - December 31, 2006
THE AFP GROUP
October 25, 2002 - December 31, 2002
THE AFP GROUP
October 3, 2002 - December 31, 2011
OSAIC WEALTH, INC.
November 13, 1990 - December 31, 2015
OSAIC WEALTH, INC.
January 3, 1989 - November 28, 1990
MCCLURG CAPITAL CORPORATION
September 29, 1987 - December 8, 1987
MAJESTIC SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
THE AFP GROUP
CRD#: 115952 / SEC#:
Contact information
Red Flags
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