Andrew Scott Cupps
Professional Summary
Andrew Scott Cupps, who also goes by Drew Cupps, was a registered financial advisor. Andrew was a previously registered financial professional and started their career in finance 1995 - 2024. Andrew had worked at 3 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 30 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Drew Cupps
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
32 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
ADVISORY RESEARCH INC | FAMCO MLP | ARI PARTNERS GP LLC ("RELYING ADVISER") | ADVISORY RESEARCH INVESTMENT MANAGEMENT
Contact Information
Main Address
180 N Stetson Avenue Suite 5500, Chicago, IL 60601Phone Number
(312) 565-1414# of Employees
14SEC notice filing (16 States and Territories)
Registered to provide investment advisory services in 16 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
444AUM (Assets Under Management)
$991,276,223Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ADVISORY RESEARCH INC | FAMCO MLP | ARI PARTNERS GP LLC ("RELYING ADVISER") | ADVISORY RESEARCH INVESTMENT MANAGEMENT
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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