Alfred G. Nichols
Professional summary
Alfred Glen Nichols, CFP®, who also goes by Alfred G Nichols, is a registered financial advisor currently at NICHOLS WEALTH ADVISORS located in Chicago, Illinois.
Alfred is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Alfred has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alfred Glen Nichols's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 14, 2016 - Present
NICHOLS WEALTH ADVISORS
May 20, 2002 - March 11, 2016
STRATEGIC ADVISERS LLC
January 21, 1992 - March 8, 2016
FIDELITY BROKERAGE SERVICES LLC
October 20, 1987 - January 31, 1992
METROPOLITAN LIFE INSURANCE COMPANY
October 20, 1987 - January 31, 1992
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/31/2020)
(7/14/2016)
(8/15/2016)
(8/11/2016)
Exams
Series 8
Date: 4/26/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
NICHOLS WEALTH ADVISORS
CRD#: 284400 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 21 |
| AUM (Assets Under Management) | $ 9,715,000 |
Red Flags
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