David W. Hunt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David William Hunt was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1987. David had worked at 9 firms and has passed the Series 63, Series 65, Series 52TO, SIE, Series 7, Series 6, Series 10, Series 9, Series 53, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2021 - October 28, 2021
KEY INVESTMENT SERVICES LLC
February 17, 2021 - October 28, 2021
KEY INVESTMENT SERVICES LLC
February 23, 2015 - February 26, 2021
J.P. MORGAN SECURITIES LLC
February 20, 2015 - February 26, 2021
J.P. MORGAN SECURITIES LLC
December 12, 2006 - July 25, 2014
NATIONWIDE INVESTMENT SERVICES CORPORATION
December 7, 2006 - December 12, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
December 5, 2006 - July 25, 2014
NATIONWIDE INVESTMENT ADVISORS, LLC
February 27, 2006 - December 14, 2006
1717 CAPITAL MANAGEMENT COMPANY
June 21, 2004 - December 5, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
August 8, 2003 - February 27, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
January 23, 2003 - August 8, 2003
EQUITABLE ADVISORS, LLC
February 2, 1996 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 2, 1996 - August 8, 2003
EQUITABLE ADVISORS, LLC
September 6, 1994 - February 9, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
September 6, 1994 - February 9, 1996
SIGNATOR INVESTORS, INC.
September 18, 1987 - August 31, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 18, 1987 - August 31, 1994
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
Contact information
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
