Peter Brian Dreyfuss
Professional Summary
Peter Brian Dreyfuss is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Miami, Florida and SANFORD C. BERNSTEIN & CO., LLC located in Miami, Florida. Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Peter has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.
Contact Information
Main Address
501 Commerce Street, Nashville, TN 37203Phone Number
(615) 622-0000# of Employees
4,204SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
75,956AUM (Assets Under Management)
$763,401,000,000Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/19/2025 | Cover Page | Report |
| 11/25/2024 | Cover Page | Report |
| 10/27/2023 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.
State Registrations and Notice Filings
(8/19/2015)
(6/16/2021)
(12/7/2000)
(12/7/2000)
(12/7/2000)
(7/10/2002)
(12/7/2000)
(5/10/2002)
(12/12/2002)
(1/13/2026)
(12/7/2000)
(12/7/2000)
(12/7/2000)
(3/12/2019)
(10/27/2023)
(5/22/2015)
(3/20/2017)
(7/7/2023)
(2/22/2016)
(1/12/2026)
(7/12/2002)
(1/13/2026)
(12/7/2000)
(5/7/2021)
(12/7/2000)
(11/23/2015)
(8/19/2015)
(12/7/2000)
(8/19/2015)
(2/3/2021)
(8/19/2015)
(6/15/2020)
(10/4/2023)
(8/29/2011)
(12/7/2000)
(1/13/2016)
(1/13/2026)
(5/28/2024)
(9/24/2026)
(1/13/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed May 2003About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed May 2003About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Peter Brian Dreyfuss's CRS (Customer Relationship Summary).
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