Burton N. Mulford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Burton Naylor Mulford, who also goes by Burt Mulford, was a registered financial professional .
Burton is a previously registered financial professional and started their career in finance in 1987. Burton had worked at 3 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2000 - April 10, 2026
EAGLE ASSET MANAGEMENT INC
February 25, 2000 - November 8, 2007
RAYMOND JAMES & ASSOCIATES, INC.
December 22, 1987 - March 19, 1988
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
EAGLE ASSET MANAGEMENT INC
CRD#: 110653 / SEC#: 801-21343
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLE ASSET MANAGEMENT INC
CRD#: 110653 / SEC#: 801-21343
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 79,272 |
| AUM (Assets Under Management) | $ 60,652,760,758 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
