Christopher L. Goslin
Professional summary
Christopher Lee Goslin was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christopher Lee Goslin, who also goes by Chris Goslin, Christopher L Goslin, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1987. Christopher had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2013 - April 11, 2017
HARBOR LIGHT INVESTMENT ADVISORS, LLC
July 19, 2012 - December 31, 2016
HARBOR LIGHT SECURITIES, LLC
March 9, 2012 - July 19, 2012
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
January 11, 2010 - July 19, 2012
J.P. TURNER & COMPANY, L.L.C.
October 8, 2003 - December 24, 2009
GUNNALLEN FINANCIAL, INC
March 14, 2003 - December 24, 2009
GUNNALLEN FINANCIAL, INC
April 23, 1998 - March 21, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 19, 1994 - April 27, 1998
UBS FINANCIAL SERVICES INC.
October 2, 1989 - November 2, 1994
GLENFED BROKERAGE SERVICES
September 24, 1987 - October 5, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
HARBOR LIGHT INVESTMENT ADVISORS, LLC
CRD#: 154599 / SEC#:
Contact information
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