Sandria M. Calio

PROVIDENCE FINANCIAL SERVICES

Rocky River, OH 44116

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CRD#: 1719784

Professional summary

Sandria Marie Calio, CFP®, who also goes by Sandra M Calio, is a registered financial advisor currently at PROVIDENCE FINANCIAL SERVICES, LLC located in Rocky River, Ohio.

Sandria is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Sandria has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sandra M Calio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Providence Financial Services, LLC; investment-related; Rocky River, OH; income tax planning and preparation and long-term care and health insurance; Owner; start date 09/1997; approximately 20 hours per week (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandria Marie Calio's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

July 8, 2020 - Present

PROVIDENCE FINANCIAL SERVICES, LLC

Office #1: 1154 Linda Street, Rocky River, OH 44116

RIA

CRD#: 135093

Rocky River, OH

Past

August 17, 2017 - August 10, 2020

PROVIDENCE WEALTH PARTNERS LLC

RIA

CRD#: 289527

ROCKY RIVER, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(7/8/2020)

IAR

Texas
(7/9/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

PROVIDENCE FINANCIAL SERVICES, LLC

CRD#: 135093 / SEC#:

Ohio

Registered Investment Advisory firm - (7/5/2020 Approved)

Texas

Registered Investment Advisory firm - (7/9/2020 Conditional Restricted)

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Contact information

Main Address

1154 Linda Street Suite 200, Rocky River, OH 44116

Mailing Address

Phone number

(440) 333-1393

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	40
AUM (Assets Under Management)	$ 10,825,091

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sandria M. Calio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandria Marie Calio's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROVIDENCE FINANCIAL SERVICES, LLC

PROVIDENCE WEALTH PARTNERS LLC

State Registrations and Notice Filings

Exams

Current Firm

PROVIDENCE FINANCIAL SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PROVIDENCE FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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