Joy M. Roberts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joy Michelle Roberts, who also goes by Joy Michelle Melton, was a registered financial professional .
Joy is a previously registered financial professional and started their career in finance in 1987. Joy had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 26 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2013 - January 22, 2020
GUIDESTONE ADVISORS
September 17, 2012 - March 6, 2023
GUIDESTONE FINANCIAL SERVICES
December 8, 1987 - March 13, 1989
PRINTON, KANE GOVERNMENT SECURITIES, INC.
Primary Firm SEC Registration
GUIDESTONE ADVISORS
CRD#: 149624 / SEC#: 801-70177
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GUIDESTONE ADVISORS
CRD#: 149624 / SEC#: 801-70177
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,414 |
| AUM (Assets Under Management) | $ 1,591,991,122 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 01/26/2024 | ||
| 10/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
