Robert D. Zoda

ZODA FINANCIAL

Montgomery, TX

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CRD#: 1719613

Professional summary

Robert David Zoda, CFP® is a registered financial advisor currently at ZODA FINANCIAL, LLC located in Montgomery, Texas and COMPASS FINANCIAL MANAGEMENT LLC located in Montgomery, Texas.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Robert has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Investment Planning

Comprehensive Financial Planni...

Education Planning

Estate Planning

Business Succession Planning

Retirement Planning

Insurance Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BMD MAULDIN, LTD. GENERAL PARTNER OF THIS FAMILY LIMITED PARTNERSHIP. THIS PARTNERSHIP IS USED PRIMARILY FOR REAL ESTATE INVESTMENTS SUCH AS TIMERLAND, UNDEVELOPED LAND, AND RESIDENITAL PROPERTIES. MY RESPONSIBILIITES INCLUDE MAINTAINING PROPERTIES, LOOKING FOR ADDITIONAL PROPERTIES, AND DISPOSING PROPERTIES. 10 HOURS PER MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert David Zoda's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

June 17, 2013 - Present

ZODA FINANCIAL, LLC

RIA

CRD#: 167444

Montgomery, TX

Current

February 11, 2025 - Present

COMPASS FINANCIAL MANAGEMENT LLC

RIA

CRD#: 156345

MONTGOMERY, TX

Past

June 14, 2013 - June 19, 2020

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

CONROE, TX

Past

September 4, 2009 - June 14, 2013

MOMENTUM INDEPENDENT NETWORK INC.

RIA

CRD#: 17587

CONROE, TX

Past

September 4, 2009 - June 14, 2013

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

CONROE, TX

Past

April 21, 2008 - September 9, 2009

GUARANTY BROKERAGE SERVICES, INC.

CRD#: 23302

HUNTSVILLE, TX

Past

May 11, 2005 - March 20, 2008

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

HUNTSVILLE, TX

Past

April 7, 2005 - March 20, 2008

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

HUNTSVILLE, TX

Past

July 29, 2002 - April 13, 2005

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

HUNTSVILLE, TX

Past

May 22, 2002 - April 13, 2005

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

March 22, 2002 - June 14, 2002

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 22, 2002 - June 14, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

December 3, 1991 - December 17, 1992

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

Past

May 27, 1988 - November 22, 1991

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

Past

August 12, 1987 - November 30, 1987

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPASS FINANCIAL MANAGEMENT LLC

CRD#: 156345 / SEC#: 801-118185

RIA

Registered Investment Advisory firm - (3/6/2020 Approved)

Florida

Registered Investment Advisory firm - (3/11/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (3/19/2020 Terminated)

New York

Registered Investment Advisory firm - (3/11/2020 Terminated)

South Carolina

Registered Investment Advisory firm - (3/11/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/17/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/11/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/13/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/21/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/10/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COMPASS FINANCIAL MANAGEMENT LLC

CRD#: 156345 / SEC#: 801-118185

RIA

Registered Investment Advisory firm - (3/6/2020 Approved)

Florida

Registered Investment Advisory firm - (3/11/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (3/19/2020 Terminated)

New York

Registered Investment Advisory firm - (3/11/2020 Terminated)

South Carolina

Registered Investment Advisory firm - (3/11/2020 Terminated)

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Contact information

Main Address

2422 W. Sunset Drive, Tampa, FL 33629

Mailing Address

Phone number

(813) 831-5168

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COMPASS FINANCIAL MANAGEMENT ADV PART 2A 3/19/2025 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,350
AUM (Assets Under Management)	$ 518,984,611

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Robert D. Zoda

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert David Zoda's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPASS FINANCIAL MANAGEMENT LLC

PURSHE KAPLAN STERLING INVESTMENTS

MOMENTUM INDEPENDENT NETWORK INC.

MOMENTUM INDEPENDENT NETWORK INC.

GUARANTY BROKERAGE SERVICES, INC.

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

FIDELITY BROKERAGE SERVICES LLC

QUEST CAPITAL STRATEGIES, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

COMPASS FINANCIAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/11/2002

Series 63

Date: 8/13/1987

SIE

Date: 10/1/2018

Series 7

Date: 3/21/2002

Series 6

Date: 8/10/1987

Current Firm

COMPASS FINANCIAL MANAGEMENT LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPASS FINANCIAL MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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