MO
Matthew J. Oberst
TRINITY PORTFOLIO ADVISORS
PLANO, TX 75024
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CRD#: 1719454
MO
Professional summary
Matthew James Oberst is a registered financial advisor currently at TRINITY PORTFOLIO ADVISORS, LLC located in Plano, Texas.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Matthew has worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SALES/SERVICE OF INSURANCE PRODUCTS FOR VARIOUS CARRIERS; TRADITIONAL ONLY, AGENT STARTED 06/2006; 4 HOURS PER MONTH DURING TRADING HOURS; SALES/SERVICE OF INSURANCE PRODUCTS FOR VARIOUS CARRIERS.
ALL SEASON GREENS, LLC; NON INVESTMENT RELATED; KALISPELL, MT; PRODUCE HYDROPONIC SYSTEMS THAT CAN GROW LIVING GREENS FOR BOTH ANIMAL AND HUMAN CONSUMPTION; 2% OWNER.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew James Oberst's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 30, 2009 - Present
TRINITY PORTFOLIO ADVISORS, LLC
Office #1: 6860 Dallas Parkway Suite 110, Plano, TX 75024RIA
CRD#: 151721
PLANO, TX
Past
June 16, 2006 - November 30, 2009
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
DALLAS, TX
Past
June 7, 2006 - November 30, 2009
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
DALLAS, TX
Past
June 1, 2005 - June 9, 2006
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
DALLAS, TX
Past
June 1, 2005 - June 9, 2006
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
DALLAS, TX
Past
March 17, 2005 - June 1, 2005
MONY SECURITIES CORPORATION
RIA
CRD#: 4386
DALLAS, TX
Past
October 20, 1987 - June 1, 2005
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
July 28, 1987 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
BD
CRD#: 2873
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TRINITY PORTFOLIO ADVISORS, LLC
ADAMI, LINDSEY & COMPANY, LLP | VOGEL FINANCIAL GROUP | TRINITY PORTFOLIO ADVISORS, LLC | TRINITY LS INVESTMENTS, LLC | TRINITY LS FUND III | TRINITY 2015 LS FUND | TRINITY 2014 LS FUND | THE M GROUP | TEXOMA FINANCIAL SERVICES, LP | RYLANDER, CLAY & OPITZ | PRIDE FINANCIAL ADVISORS | PATTON FINANCIAL SERVICES | NVEST WEALTH MANAGEMENT | HAYDEN FINANCIAL PARTNERS | GOLLOB, MORGAN & PEDDY FINANCIAL SERVICES | FREE4HIM, LLC | FORD & JOSLIN, LLC | FERGUSON OBERST WEALTH MANAGEMENT | ESTRADA WEBB & ASSOCIATES | COVENANT FAMILY FINANCIAL | CHALK, CULLUM & ASSOCIATES | CHALK CULLUM WEALTH MANAGEMENT, LLC | ALLEN WEALTH ADVISORS, LLC
CRD#: 151721 / SEC#: 801-70663
RIA
Registered Investment Advisory firm - (10/21/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(11/30/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
TP
TRINITY PORTFOLIO ADVISORS, LLC
ADAMI, LINDSEY & COMPANY, LLP | VOGEL FINANCIAL GROUP | TRINITY PORTFOLIO ADVISORS, LLC | TRINITY LS INVESTMENTS, LLC | TRINITY LS FUND III | TRINITY 2015 LS FUND | TRINITY 2014 LS FUND | THE M GROUP | TEXOMA FINANCIAL SERVICES, LP | RYLANDER, CLAY & OPITZ | PRIDE FINANCIAL ADVISORS | PATTON FINANCIAL SERVICES | NVEST WEALTH MANAGEMENT | HAYDEN FINANCIAL PARTNERS | GOLLOB, MORGAN & PEDDY FINANCIAL SERVICES | FREE4HIM, LLC | FORD & JOSLIN, LLC | FERGUSON OBERST WEALTH MANAGEMENT | ESTRADA WEBB & ASSOCIATES | COVENANT FAMILY FINANCIAL | CHALK, CULLUM & ASSOCIATES | CHALK CULLUM WEALTH MANAGEMENT, LLC | ALLEN WEALTH ADVISORS, LLC
CRD#: 151721 / SEC#: 801-70663
RIA
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Contact information
Main Address
121 Countryside Court Suite 140, Southlake, TX 76092
Mailing Address
Phone number
(817) 416-7227
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,268 |
| AUM (Assets Under Management) | $ 488,219,840 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2025 | ||
| 09/13/2024 | ||
| 10/27/2023 | ||
| 01/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRINITY PORTFOLIO ADVISORS, LLC
CRD#: 151721Plano, TX 75024TRUST BUT VERIFY
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