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William Thomas Barnett

CRD# 1719440·Registered 1987 - 2021
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William Thomas Barnett, who also goes by Bill Barnett, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1987 - 2021. William had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill Barnett

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

SECURITY ASSET MANAGEMENT·CRD# 127802
RIA
Springdale, AR
June 22, 2005 - April 21, 2021
SECURITIES SERVICE NETWORK, LLC·CRD# 13318
BD
Knoxville, TN
October 1, 2003 - June 20, 2005
LOCUST STREET SECURITIES, INC.·CRD# 1703
RIA
Rogers, AR
April 23, 2002 - September 30, 2003
LOCUST STREET SECURITIES, INC.·CRD# 1703
BD
Des Moines, IA
January 1, 2002 - September 30, 2003
BMA FINANCIAL SERVICES, INC.·CRD# 7943
BD
Kansas City, MO
January 23, 1998 - January 1, 2002
WADDELL & REED·CRD# 866
BD
Overland Park, KS
September 24, 1987 - February 2, 1998

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Current Firm

SA
SECURITY ASSET MANAGEMENT

SECURITY ASSET MANAGEMENT | SECURITY ASSET MANAGEMENT, LLC

CRD#: 127802 / SEC#: 801-62316

Contact Information

Main Address

Springdale, AR

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2012About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1996About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Mar 1989About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1987About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Jun 1998About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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