William T. Barnett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Thomas Barnett, who also goes by Bill Barnett, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1987. William had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2005 - April 21, 2021
SECURITY ASSET MANAGEMENT
October 1, 2003 - June 20, 2005
SECURITIES SERVICE NETWORK, LLC
April 23, 2002 - September 30, 2003
LOCUST STREET SECURITIES, INC.
January 1, 2002 - September 30, 2003
LOCUST STREET SECURITIES, INC.
January 23, 1998 - January 1, 2002
BMA FINANCIAL SERVICES, INC.
September 24, 1987 - February 2, 1998
WADDELL & REED
State Registrations and Notice Filings
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Exams
Current Firm
SECURITY ASSET MANAGEMENT
CRD#: 127802 / SEC#: 801-62316
Contact information
Red Flags
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