Clara L. Armbrecht
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clara Little Armbrecht was a registered financial professional .
Clara is a previously registered financial professional and started their career in finance in 1988. Clara had worked at 3 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2012 - January 5, 2017
COLLATERAL FINANCIAL ADVISORS, LLC
October 21, 1994 - December 31, 1995
TEACHERS PERSONAL INVESTORS SERVICES, INC.
January 22, 1988 - March 8, 2005
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COLLATERAL FINANCIAL ADVISORS, LLC
CRD#: 154577 / SEC#:
Contact information
Red Flags
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