Bradley Gering
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Gering was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1988. Bradley had worked at 7 firms and has passed the Series 63, SIE, Series 87, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2010 - October 23, 2014
MILLER TABAK + CO., LLC
November 15, 2004 - April 30, 2010
KEVIN DANN & PARTNERS, LLC
January 29, 2003 - December 1, 2004
WHITAKER SECURITIES LLC
January 14, 2000 - January 2, 2003
LADENBURG THALMANN & CO. INC.
February 4, 1997 - January 12, 2000
MAY, DAVIS GROUP INC.
October 18, 1988 - March 24, 1997
WR LAZARD, LAIDLAW INCORPORATED
January 19, 1988 - October 5, 1988
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/27/2003
Limited Representative-Equity Trader ExamCurrent Firm
MILLER TABAK + CO., LLC
CRD#: 47293 / SEC#: , 8-51750
Contact information
Disclosures
| Regulatory Event | 13 |
Red Flags
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