Robert P. Dainesi

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CRD#: 1719206

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Peter Dainesi was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1988. Robert had worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 4, 2017 - November 20, 2020

GROESBECK INVESTMENT MANAGEMENT CORP

RIA

CRD#: 106679

PARAMUS, NJ

Past

February 3, 2015 - December 31, 2016

GROESBECK INVESTMENT MANAGEMENT CORP

RIA

CRD#: 106679

PARAMUS, NJ

Past

August 26, 2013 - December 31, 2014

GROESBECK INVESTMENT MANAGEMENT CORP

RIA

CRD#: 106679

PARAMUS, NJ

Past

March 21, 1989 - June 22, 1989

HSBC BROKERAGE (USA) INC.

CRD#: 6956

Past

January 22, 1988 - February 23, 1989

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GROESBECK INVESTMENT MANAGEMENT CORP

CRD#: 106679 / SEC#: 801-44798

RIA

Registered Investment Advisory firm - (9/24/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/12/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/18/1989

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/1/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GROESBECK INVESTMENT MANAGEMENT CORP

CRD#: 106679 / SEC#: 801-44798

RIA

Registered Investment Advisory firm - (9/24/1993 Approved)

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Contact information

Main Address

12 Rte. 17 North Suite 130, Paramus, NJ 07652

Mailing Address

Phone number

(201) 291-7888

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A AND PART 2B REVISED 2024 (5/27/2025)

ADV PART 2A AND PART 2B 2024 (5/27/2025)

Regulatory assets under management

Total Number of Accounts	34
AUM (Assets Under Management)	$ 64,650,906

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert P. Dainesi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GROESBECK INVESTMENT MANAGEMENT CORP

GROESBECK INVESTMENT MANAGEMENT CORP

GROESBECK INVESTMENT MANAGEMENT CORP

HSBC BROKERAGE (USA) INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

Primary Firm SEC Registration

GROESBECK INVESTMENT MANAGEMENT CORP

State Registrations and Notice Filings

Exams

Series 63

Date: 2/12/1988

Series 7

Date: 3/18/1989

Series 6

Date: 10/1/1987

Current Firm

GROESBECK INVESTMENT MANAGEMENT CORP

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GROESBECK INVESTMENT MANAGEMENT CORP

TRUST BUT VERIFY

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