J P. Cooper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
J Patterson Cooper, who also goes by Jehu Patterson Cooper, Pat Cooper, was a registered financial professional .
J is a previously registered financial professional and started their career in finance in 1987. J had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2010 - December 31, 2023
SALT MARSH INVESTMENTS, LLC
June 6, 2003 - March 3, 2006
DWS INVESTMENT MANAGEMENT AMERICAS, INC.
June 3, 2003 - March 3, 2006
DEUTSCHE BANK SECURITIES INC.
May 30, 2003 - October 21, 2003
DEAM INVESTOR SERVICES, INC.
March 2, 2001 - March 3, 2006
DEUTSCHE BANK SECURITIES INC.
December 3, 1997 - August 3, 2000
DB ALEX. BROWN LLC
October 11, 1996 - December 4, 1997
BT BROKERAGE CORPORATION
October 23, 1993 - October 19, 1994
CHEMICAL INVESTOR SERVICES, INC.
December 3, 1990 - July 27, 1992
J.P. MORGAN SECURITIES INC.
October 20, 1987 - July 27, 1989
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 11/29/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SALT MARSH INVESTMENTS, LLC
CRD#: 154538 / SEC#: 802-116759
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 2,731,350 |
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 4/4/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
