Jerome B. Jenkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerome Byron Jenkins was a registered financial professional .
Jerome is a previously registered financial professional and started their career in finance in 1987. Jerome had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2008 - December 19, 2008
NATIONWIDE SECURITIES, LLC
June 23, 2006 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
March 27, 2001 - June 20, 2006
ALLSTATE FINANCIAL SERVICES, LLC
February 15, 1996 - March 19, 2001
STRATEGIC ASSETS INC.
July 20, 1995 - January 17, 1996
BUTTONWOOD SECURITIES, INC.
March 2, 1989 - July 7, 1995
MORGAN STANLEY DW INC.
May 11, 1988 - March 16, 1989
INDIVIDUAL'S SECURITIES LTD.
December 7, 1987 - May 5, 1988
NORTH AMERICAN INVESTMENT CORP.
October 21, 1987 - November 3, 1987
ALLIED CAPITAL GROUP, INC.
Primary Firm SEC Registration
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS, INC. | MANAGING MEMBER | |
| ANIANO, JOSEPH NICHOLAS | PRESIDENT | 4303290 |
| GINNAN, STEVEN A. | BOARD MANAGER | 6984613 |
| JESTICE, KEVIN THOMAS | BOARD MANAGER | 5363377 |
| RABENSTINE, JAMES JAY | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD MANAGER | 5250338 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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