Timothy Mcfadden

VALUE INVESTMENT PROFESSIONALS

Bronx, NY

Some features on this profile are disabled

CRD#: 1718980

Professional summary

Timothy Mcfadden, CFP® is a registered financial advisor currently at VALUE INVESTMENT PROFESSIONALS, LLC located in Bronx, New York.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Timothy has worked at 15 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 8/2010: EDITOR OF THE INVESTORS STRATEGIST (NEWSLETTER); 30 TRADING HOUR/MONTH; NON INVESTEMENT RELATED. (2) TJT Capital Group, LLC; Yes; Stamford, CT; RIA; Investment Advisor Representative; 08/2009; 10/ HRS MO; 10/ HRS MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Mcfadden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 5, 2025 - Present

VALUE INVESTMENT PROFESSIONALS, LLC

RIA

CRD#: 164704

Bronx, NY

Past

August 22, 2011 - November 22, 2011

LEIGH BALDWIN & CO., LLC

CRD#: 38751

STAMFORD, CT

Past

August 5, 2009 - March 27, 2025

TJT CAPITAL GROUP, LLC

RIA

CRD#: 150200

STAMFORD, CT

Past

July 31, 2008 - August 7, 2009

ASSETMARK, INC.

RIA

CRD#: 109018

STAMFORD, CT

Past

April 29, 2008 - August 7, 2009

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

June 10, 2005 - July 31, 2008

GENWORTH FINANCIAL ASSET MANAGEMENT, INC

RIA

CRD#: 105771

STAMFORD, CT

Past

May 16, 1995 - April 9, 1996

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

April 19, 1994 - January 13, 1995

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

Past

October 4, 1993 - April 4, 1994

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

February 20, 1991 - October 7, 1993

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

October 16, 1990 - March 25, 1991

NORTHEAST BROKERAGE SERVICES CORPORATION

CRD#: 26601

Past

September 6, 1989 - October 24, 1990

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

March 20, 1989 - June 17, 1989

PAMCO SECURITIES AND INSURANCE SERVICES

CRD#: 11028

Past

November 29, 1988 - January 25, 1989

PAMCO SECURITIES AND INSURANCE SERVICES

CRD#: 11028

Past

January 4, 1988 - December 13, 1988

GREENTREE SECURITIES CORP.

CRD#: 7372

Past

November 30, 1987 - March 5, 1988

BROOKS WEINGER ROBBINS & LEEDS INC.

CRD#: 14156

Past

August 18, 1987 - December 2, 1987

RANDOLPH BROWN SECURITIES CORPORATION

CRD#: 18338

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALUE INVESTMENT PROFESSIONALS, LLC

VALUE INVESTMENT PROFESSIONALS | VALUE INVESTMENT PROFESSIONALS, LLC

CRD#: 164704 / SEC#: 801-126351

RIA

Registered Investment Advisory firm - (8/5/2022 Approved)

New Jersey

Registered Investment Advisory firm - (9/30/2022 Terminated)

New York

Registered Investment Advisory firm - (9/6/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(3/6/2025)

IAR

New York
(2/5/2025)

IAR

Texas
(2/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/1/2008

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/14/2000

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 4/28/2008

General Securities Representative Examination

Current Firm

VALUE INVESTMENT PROFESSIONALS, LLC

VALUE INVESTMENT PROFESSIONALS | VALUE INVESTMENT PROFESSIONALS, LLC

CRD#: 164704 / SEC#: 801-126351

RIA

Registered Investment Advisory firm - (8/5/2022 Approved)

New Jersey

Registered Investment Advisory firm - (9/30/2022 Terminated)

New York

Registered Investment Advisory firm - (9/6/2022 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

125 Park Avenue 25th Floor, New York, NY 10017

Mailing Address

Phone number

(646) 383-7757

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV2A (2/5/2025)

Regulatory assets under management

Total Number of Accounts	83
AUM (Assets Under Management)	$ 141,944,731

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Timothy Mcfadden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Mcfadden's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEIGH BALDWIN & CO., LLC

TJT CAPITAL GROUP, LLC

ASSETMARK, INC.

CAPITAL BROKERAGE CORPORATION

GENWORTH FINANCIAL ASSET MANAGEMENT, INC

INVEST FINANCIAL CORPORATION

ESSEX NATIONAL SECURITIES, LLC

IFMG SECURITIES, INC.

CAPITAL BROKERAGE CORPORATION

NORTHEAST BROKERAGE SERVICES CORPORATION

WAMU INVESTMENTS, INC.

PAMCO SECURITIES AND INSURANCE SERVICES

PAMCO SECURITIES AND INSURANCE SERVICES

GREENTREE SECURITIES CORP.

BROOKS WEINGER ROBBINS & LEEDS INC.

RANDOLPH BROWN SECURITIES CORPORATION

Primary Firm SEC Registration

VALUE INVESTMENT PROFESSIONALS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/1/2008

Series 65

Date: 12/14/2000

Series 7

Date: 4/28/2008

Current Firm

VALUE INVESTMENT PROFESSIONALS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VALUE INVESTMENT PROFESSIONALS, LLC

TRUST BUT VERIFY

Similar Advisors