Gary M. Soultanian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary M Soultanian, who also goes by Gary Michael Soultanian, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1987. Gary had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2013 - June 8, 2016
USAA FINANCIAL PLANNING SERVICES
December 12, 2013 - June 8, 2016
USAA FINANCIAL ADVISORS, INC.
July 25, 2012 - November 8, 2013
EDWARD JONES
May 15, 2012 - November 8, 2013
EDWARD JONES
December 20, 2011 - May 17, 2012
ONEAMERICA SECURITIES, INC.
December 5, 2011 - May 17, 2012
ONEAMERICA SECURITIES, INC.
December 1, 2009 - August 5, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 17, 2009 - August 5, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 25, 2009 - August 20, 2009
COUNTRY CAPITAL MANAGEMENT COMPANY
April 15, 1988 - April 22, 1988
LPL FINANCIAL LLC
September 22, 1987 - April 12, 1988
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
