Arthur J. Grymes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Johnson Grymes, who also goes by (iv) Arthur John Grymes, A J Grymes, Arthur Johnson Grymes IV, Aj John, was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 1990. Arthur had worked at 10 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2018 - December 31, 2019
FUSION ANALYTICS SECURITIES LLC
June 4, 2015 - February 5, 2018
FUSION ANALYTICS SECURITIES LLC
November 11, 2014 - June 11, 2015
IFS SECURITIES
May 16, 2007 - October 20, 2014
FUSION ANALYTICS SECURITIES LLC
March 13, 2006 - May 15, 2007
NOBLE CAPITAL MARKETS, INC.
June 2, 2004 - March 14, 2006
REDWOOD BROKERAGE LLC
November 20, 2003 - June 3, 2004
PALI CAPITAL, INC.
February 5, 2003 - August 18, 2003
KENNY & CO., LLC
February 27, 2001 - March 4, 2002
J.P. MORGAN SECURITIES LLC
April 30, 1997 - February 23, 2001
LEHMAN BROTHERS INC.
April 15, 1994 - April 16, 1996
JPMSI
December 4, 1990 - March 1, 1993
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/24/2006
Limited Representative-Equity Trader ExamCurrent Firm
FUSION ANALYTICS SECURITIES LLC
CRD#: 124245 / SEC#: , 8-65649
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Judgment/Lien | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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