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William G. Rapavy

STRATOSPHERE CAPITAL
NEW YORK, NY 10003
Some features on this profile are disabled
CRD#: 1718365
WR

Professional summary


William Gregory Rapavy, who also goes by Bill Rapavy, is a registered financial professional currently at STRATOSPHERE CAPITAL, LLC located in New York, New York.

William is registered as a RR (Registered Representative) and started their career in finance in 1997. William has worked at 7 firms and has passed the Series 63, Series 99TO, Series 7TO, Series 55, Series 7, Series 24 and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bill Rapavy

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view William Gregory Rapavy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 28, 2024 - Present

STRATOSPHERE CAPITAL, LLC

Office #1: 223 Second Avenue No. 5a, New York, NY 10003
BD
CRD#: 327749
NEW YORK, NY
Past

October 22, 2019 - April 25, 2024

OUTSET GLOBAL TRADING LIMITED

BD
CRD#: 281065
New York, NY
Past

November 22, 2011 - March 13, 2014

OUTPOINT CAPITAL MANAGEMENT, LLC

RIA
CRD#: 158795
NEW YORK, NY
Past

June 5, 2009 - April 8, 2010

TAVIRA SECURITIES US LLC

BD
CRD#: 145046
MIAMI, FL
Past

April 9, 2003 - June 4, 2007

AIA CAPITAL MARKETS LLC

BD
CRD#: 44156
NEW YORK, NY
Past

January 30, 2001 - May 21, 2001

NOMURA SECURITIES INTERNATIONAL, INC.

BD
CRD#: 4297
NEW YORK, NY
Past

October 6, 1997 - February 24, 2000

TWENTY-FIRST SECURITIES CORPORATION

BD
CRD#: 14461
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 10/13/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 10/28/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/26/2020
General Securities Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 3/10/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


SC
STRATOSPHERE CAPITAL, LLC
STRATOSPHERE CAPITAL, LLC

CRD#: 327749 / SEC#: , 8-71233

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
223 Second Avenue No. 5a, New York, NY 10003
Mailing Address
223 Second Aveneue No. 5a, New York, NY 10003
Phone number
(917) 757-3757
Established
Delaware since 06/07/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
STRATOSPHERES CAPITAL, LLCOWNER
LI, JIXIANGCEO/FINOP/PFO4888786
RAPAVY, WILLIAM GREGORYPOO/CCO1718365

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STRATOSPHERE CAPITAL, LLC

CRD#: 327749New York, NY 10003

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