Vincent Barbuto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Barbuto was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 1991. Vincent had worked at 5 firms and has passed the Series 63, Series 55, Series 7 and Series 11 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2011 - February 22, 2013
ILLUSTRO TRADING, LLC
March 6, 2009 - October 8, 2009
VCS VENTURE SECURITIES
May 10, 2004 - August 23, 2005
TRADITION SECURITIES AND DERIVATIVES LLC
February 17, 2004 - May 7, 2004
GRANTA CAPITAL GROUP LLC
June 17, 2002 - February 13, 2004
TRADITION SECURITIES AND DERIVATIVES LLC
June 10, 1991 - July 24, 2002
DREYFUS BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 8/18/2000
Limited Representative-Equity Trader ExamSeries 11
Date: 6/7/1991
Assistant Representative-Order Processing Qualification ExamCurrent Firm
ILLUSTRO TRADING, LLC
CRD#: 32792 / SEC#: , 8-36202
Contact information
Documents
Red Flags
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