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AS

Aleksandr Shvarts

Some features on this profile are disabled
CRD#: 1718124
AS

Professional summary

Aleksandr Shvarts was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Aleksandr is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Aleksandr had worked at 10 firms, which includes AIBC INVESTMENT SERVICES CORPORATION, GLOBAL EQUITIES GROUP INC, AMERICAN BOND GROUP INC., INTERCONTINENTAL BROKERAGE CORPORATION, GSG GLOBAL SECURITIES GROUP INC., BRENNAN ROSS SECURITIES INC., WINSTON-FROST SECURITIES INC., LOMBARD SECURITIES CORP., NORTH AMERICAN INVESTMENT CORP., THE STUART-JAMES COMPANY INCORPORATED.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 19, 1998 - December 23, 1998

AIBC INVESTMENT SERVICES CORPORATION

BD
CRD#: 16397
Past

March 1, 1996 - January 6, 1998

GLOBAL EQUITIES GROUP INC

BD
CRD#: 34039
NEW YORK, NY
Past

March 22, 1990 - September 7, 1993

AMERICAN BOND GROUP, INC.

BD
CRD#: 18318
Past

August 18, 1989 - February 21, 1990

INTERCONTINENTAL BROKERAGE CORPORATION

BD
CRD#: 19464
Past

July 26, 1989 - February 7, 1990

GSG GLOBAL SECURITIES GROUP INC.

BD
CRD#: 16135
Past

March 27, 1989 - July 31, 1989

BRENNAN ROSS SECURITIES, INC.

BD
CRD#: 18363
Past

December 20, 1988 - March 22, 1989

WINSTON-FROST SECURITIES, INC.

BD
CRD#: 19009
Past

April 15, 1988 - December 18, 1989

LOMBARD SECURITIES CORP.

BD
CRD#: 13914
Past

November 5, 1987 - April 19, 1988

NORTH AMERICAN INVESTMENT CORP.

BD
CRD#: 7568
Past

October 20, 1987 - December 3, 1987

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/25/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 6/12/1998
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 10/17/1987
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 5/1/1990
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/9/1988
General Securities Principal Examination

Current Firm

AI
AIBC INVESTMENT SERVICES CORPORATION
AIBC INVESTMENT SERVICES CORPORATION

CRD#: 16397 / SEC#: , 8-33900

BD
Terminated by SEC on 02/19/1999
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 03/15/1985
Firm type
Corporation
Fiscal year end
September
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AIBC INVESTMENT SERVICES CORPORATION

CRD#: 16397

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