Robert C. Crane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Claude Crane, CFP®, who also goes by Robert C Crane, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1987. Robert had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 22, Series 7 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1994
Experience
January 20, 2021 - April 24, 2023
CAMDEN FINANCIAL SERVICES
February 6, 2014 - December 31, 2020
PFS INVESTMENTS INC.
December 3, 2012 - December 31, 2020
PFS INVESTMENTS INC.
June 3, 1996 - November 26, 1996
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 5, 1995 - May 31, 1995
LANE HARTMAN SECURITIES, INC.
March 2, 1988 - October 7, 1989
PW SECURITIES, INC.
August 20, 1987 - September 11, 1987
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMDEN FINANCIAL SERVICES
CRD#: 19925 / SEC#: , 8-37303
Contact information
FINRA licenses (8 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UCCIFERRI, LOUIE | PRESIDENT, FINOP, CHIEF COMPLIANCE OFFICER, AML-CO | 1156956 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
