Bruce E. Wiegand
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Earl Wiegand was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1987. Bruce had worked at 8 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2013 - March 20, 2016
WIEGAND ASSET MANAGEMENT, LLC
December 9, 2008 - December 19, 2008
NATIONAL PLANNING CORPORATION
December 8, 2008 - March 20, 2013
NATIONAL PLANNING CORPORATION
October 24, 2007 - December 12, 2008
OSAIC SERVICES, INC.
October 22, 2007 - December 12, 2008
OSAIC SERVICES, INC.
June 8, 2007 - July 19, 2007
BROOKSTREET SECURITIES CORPORATION
April 13, 2007 - July 19, 2007
BROOKSTREET SECURITIES CORPORATION
June 17, 2005 - November 29, 2005
MOORS & CABOT, INC.
May 14, 2003 - March 4, 2005
WELLS FARGO CLEARING SERVICES, LLC
December 6, 1996 - March 4, 2005
WELLS FARGO CLEARING SERVICES, LLC
November 24, 1990 - November 21, 1996
CHATFIELD DEAN & CO., INC.
August 20, 1987 - November 30, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 5/20/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
WIEGAND ASSET MANAGEMENT, LLC
CRD#: 168052 / SEC#:
Contact information
Red Flags
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