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George Anthony Clair

CRD# 1718072·Registered 1987 - 2003
Previously Registered: Being a previously registered professional could mean that George is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

George Anthony Clair was a registered financial advisor. George was a previously registered financial professional and started their career in finance 1987 - 2003. George had worked at 8 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

STROUSE, GREENBERG REALTY INVESTMENTS, INC.·CRD# 7675
BD
Philadelphia, PA
August 18, 1999 - February 20, 2003
ABBEY-ASHFORD SECURITIES, INC.·CRD# 17650
BD
April 22, 1997 - July 7, 1997
FLAGSHIP SECURITIES, INC.·CRD# 7123
BD
Syracuse, NY
September 5, 1996 - October 21, 1996
MELBOURNE GSI CORP.·CRD# 15446
BD
New York, NY
January 20, 1992 - September 7, 1994
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
BD
Red Bank, NJ
August 13, 1991 - December 31, 1991
GILFORD SECURITIES INCORPORATED·CRD# 8076
BD
New York, NY
November 29, 1990 - August 20, 1991
BLUESTONE CAPITAL CORP.·CRD# 13516
BD
New York, NY
November 27, 1990 - December 5, 1990
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
Denver, CO
September 22, 1987 - November 24, 1990

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Current Firm

SG
STROUSE, GREENBERG REALTY INVESTMENTS, INC.

STROUSE, GREENBERG REALTY INVESTMENTS, INC.

CRD#: 7675 / SEC#: 8-22222
BD
Terminated by SEC on 03/31/2013

Contact Information

Established

Pennsylvania since 06/01/1977

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
TRO LIQUIDATING LLCMAJORITY SHAREHOLDER—
GLICKMAN, EDWARD ALANEXEC. VP & CFO & CCO1052403

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1987About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Jan 1992About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jun 1988About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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