B. David Goldstein

WEALTHPLAN PARTNERS

Rancho Mirage, CA

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CRD#: 1718066

Professional summary

B. David Goldstein, who also goes by B David Goldstein, B. David Goldstein, David Goldstein, is a registered financial advisor currently at WEALTHPLAN PARTNERS located in Rancho Mirage, California and OSAIC WEALTH, INC. located in Rancho Mirage, California.

B. David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. B. David has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

B David Goldstein | B. David Goldstein | David Goldstein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DBA: WealthPlan Partners WEALTHPLANNETWORK,INC POSITION: sales NATURE: insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2006 ADDRESS: 55 burgundy, Rancho Mirage CA 92270, United States DESCRIPTION: sell insurance when needed long term care buy sells keyman premiumfinancing WEALTHPLAN PARTNERS POSITION: advisor NATURE: wealthplan partnersdavid goldstein trustinsurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 50 START DATE: 06/05/2023 ADDRESS: 55 burgundy, Rancho Mirage CA 92270, United States DESCRIPTION: doing planning

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view B. David Goldstein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2022 - Present

WEALTHPLAN PARTNERS

RIA

CRD#: 6413

NORTHRIDGE, CA

Past

January 22, 1990 - November 9, 1992

SUTRO & CO. INCORPORATED

CRD#: 801

SAN FRANCISCO, CA

Past

November 25, 1987 - January 30, 1990

MUNICICORP OF CALIFORNIA

CRD#: 7184

WOODLAND HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHPLAN PARTNERS

CRD#: 305026 / SEC#: 801-117955

RIA

Registered Investment Advisory firm - (11/25/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/14/2024)

IAR

California
(6/30/2022)

California
(6/14/2024)

Florida
(6/14/2024)

Idaho
(6/14/2024)

Nebraska
(6/14/2024)

New York
(6/14/2024)

North Carolina
(6/14/2024)

Oregon
(6/14/2024)

Texas
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 4/25/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/21/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/21/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WEALTHPLAN PARTNERS

CRD#: 305026 / SEC#: 801-117955

RIA

Registered Investment Advisory firm - (11/25/2019 Approved)

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Contact information

Main Address

101 South 108th Avenue, Omaha, NE 68154

Mailing Address

Phone number

(402) 691-0200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (8/28/2025)

Regulatory assets under management

Total Number of Accounts	5,895
AUM (Assets Under Management)	$ 1,271,554,814

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

B. David Goldstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view B. David Goldstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

UNITED ADVISORS

SECURITIES AMERICA, INC.

GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SUTRO & CO. INCORPORATED

MUNICICORP OF CALIFORNIA

Primary Firm SEC Registration

WEALTHPLAN PARTNERS

State Registrations and Notice Filings

Exams

Series 63

Date: 4/25/1990

SIE

Date: 10/1/2018

Series 7

Date: 11/21/1987

Series 24

Date: 1/21/1997

FINRA

Current Firm

WEALTHPLAN PARTNERS

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHPLAN PARTNERS

TRUST BUT VERIFY

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