Gregory Gilpatric Maxcy
Professional Summary
Gregory Gilpatric Maxcy, who also goes by Gregory Maxcy, was a registered financial advisor. Gregory was a previously registered financial professional and started their career in finance 1988 - 1991. Gregory had worked at 1 firm and has passed the Series 63, Series 22, Series 62 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Gregory Maxcy
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Videos & Posts
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
39 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
AMERICAN CAPITAL CORPORATION | GROWTH CAPITAL INVESTMENTS, INC.
Contact Information
Established
Pennsylvania since 12/21/1984Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed May 1991About the Series 22 examSeries 62 — Corporate Securities Limited Representative Examination
Passed Oct 1988Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1987About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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