CB

Christopher H. Brown

IMPAX ASSET MANAGEMENT
PORTSMOUTH, NH 03801
Some features on this profile are disabled
CRD#: 1717838
CB

Professional summary


Christopher Hadley Brown is a registered financial advisor currently at IMPAX ASSET MANAGEMENT LLC located in Portsmouth, New Hampshire.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Christopher has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Christopher Hadley Brown's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 23, 2004 - Present

IMPAX ASSET MANAGEMENT LLC

Office #1: 224 State Street, Portsmouth, NH 03801
RIA
CRD#: 114335
PORTSMOUTH, NH
Past

April 22, 2004 - July 13, 2006

H. G. WELLINGTON & CO., INC.

RIA
CRD#: 7536
PORTSMOUTH, NH
Past

April 20, 1998 - July 13, 2006

H. G. WELLINGTON & CO., INC.

BD
CRD#: 7536
PORTSMOUTH, NH
Past

April 13, 1988 - April 16, 1998

OPPENHEIMER & CO. INC.

BD
CRD#: 249
NEW YORK, NY
Past

August 20, 1987 - April 13, 1988

FAHNESTOCK INTERNATIONAL INC.

BD
CRD#: 279

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
IMPAX ASSET MANAGEMENT LLC
IMPAX ASSET MANAGEMENT LLC | PAX WORLD MANAGEMENT LLC | PAX WORLD MANAGEMENT CORP.

CRD#: 114335 / SEC#: 801-8517

RIA
Registered Investment Advisory firm - (3/24/1972 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Hampshire
(6/23/2004)

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam

Current Firm


IA
IMPAX ASSET MANAGEMENT LLC
IMPAX ASSET MANAGEMENT LLC | PAX WORLD MANAGEMENT LLC | PAX WORLD MANAGEMENT CORP.

CRD#: 114335 / SEC#: 801-8517

RIA
Registered Investment Advisory firm - (3/24/1972 Approved)
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Contact information


Main Address
30 Penhallow Street, Suite 400, Portsmouth, NH 03801
Mailing Address
Phone number
(603) 431-8022
Established
Firm type
Fiscal year end
# of Employees
93

SEC notice filing (10 States and Territories)


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Regulatory assets under management


Total Number of Accounts27
AUM (Assets Under Management)$ 8,942,785,264

Red Flags


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Company Information


IMPAX ASSET MANAGEMENT LLC

CRD#: 114335Portsmouth, NH 03801

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