Herbert F. Reilly
Professional summary
Herbert Faulkner Reilly III, who also goes by Bret Reilly, Herbert Faulkner Reilly III, is a registered financial advisor currently at HFR WEALTH MANAGEMENT, LLC located in Niskayuna, New York.
Herbert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Herbert has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Herbert Faulkner Reilly III's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 23, 2021 - Present
HFR WEALTH MANAGEMENT, LLC
January 28, 1995 - December 18, 1995
UBS FINANCIAL SERVICES INC.
March 5, 1992 - January 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
September 22, 1987 - December 14, 1988
MERCER ALLIED CORPORATION
Primary Firm SEC Registration
HFR WEALTH MANAGEMENT, LLC
CRD#: 106913 / SEC#: 801-50326
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/23/2021)
Exams
Current Firm
HFR WEALTH MANAGEMENT, LLC
CRD#: 106913 / SEC#: 801-50326
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 807 |
| AUM (Assets Under Management) | $ 573,982,951 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
