Stephen S. Conte
Professional summary
Stephen Scott Conte is a registered financial professional currently at STONEX SECURITIES INC. located in Harrison, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1987. Stephen has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Scott Conte's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 6, 2019 - Present
STONEX SECURITIES INC.
Office #1: 550 Mamaroneck Ave, Harrison, NY 10528December 3, 2009 - December 6, 2019
QUEST CAPITAL STRATEGIES, INC.
September 7, 2005 - December 31, 2007
1ST DISCOUNT BROKERAGE, INC.
June 5, 2003 - September 8, 2003
CLEARING SERVICES OF AMERICA, INC.
December 11, 2001 - December 31, 2002
CLEARING SERVICES OF AMERICA, INC.
October 7, 1998 - December 20, 1999
INVESTACORP, INC.
October 1, 1995 - October 25, 1996
VOYA FINANCIAL ADVISORS, INC.
September 26, 1995 - October 1, 1995
RELIASTAR FINANCIAL MARKETING CORP.
December 7, 1988 - June 17, 1994
RELIASTAR FINANCIAL MARKETING CORP.
August 18, 1987 - November 9, 1988
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/6/2019)
Exams
FINRA
Current Firm
STONEX SECURITIES INC.
CRD#: 18456 / SEC#: , 8-36638
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | 100% OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| CARTER, JAY WILSON | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | 2412541 |
| DAVISON, STUART ANDREW | DIRECTOR | 7824576 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR | 6505923 |
| HUGO, MARK ERIC | POO | 2177412 |
| LYON, CHARLES MARTIN | DIRECTOR | 4000852 |
| MAURER, MARK L | DIRECTOR | 4234406 |
| MCAUSLAN, JAMES BUCHANAN | DIRECTOR | 7658964 |
| PARKER, BRIAN LANE | CHIEF COMPLIANCE OFFICER, ROSFP | 4635848 |
| PORZIO, JOSEPH JOHN | CFO / PFO / FINOP | 1319702 |
| RICHARDSON, MARCUS BRYANT | CHIEF OPERATING OFFICER | 3037932 |
| SMITH, PHILIP ANDREW | DIRECTOR, CHAIRMAN OF THE BOARD | 4999097 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
Red Flags
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