John F. Calvano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Francis Calvano, who also goes by John F Calvano, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1987. John had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2024 - April 1, 2026
TRUST ADVISORY GROUP LTD
June 30, 2022 - April 1, 2026
STONEX FINANCIAL INC.
July 12, 2017 - April 1, 2026
STONEX SECURITIES INC.
July 3, 2017 - October 27, 2017
STONEX FINANCIAL INC.
February 10, 2017 - April 1, 2026
STONEX ADVISORS INC.
October 21, 2008 - November 13, 2008
STONEX SECURITIES INC.
September 25, 2007 - July 3, 2017
STERNE, AGEE & LEACH, INC.
June 25, 2001 - February 23, 2006
AMSOUTH INVESTMENT SERVICES, INC.
November 21, 1997 - September 9, 1999
FORESIDE INVESTMENT SERVICES, LLC
March 1, 1995 - September 9, 1999
FORESIDE DISTRIBUTION SERVICES, L.P.
January 1, 1993 - September 12, 1994
BA INVESTMENT SERVICES, INC.
August 20, 1987 - December 21, 1992
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
Primary Firm SEC Registration
TRUST ADVISORY GROUP LTD
CRD#: 106926 / SEC#: 801-46919
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUST ADVISORY GROUP LTD
CRD#: 106926 / SEC#: 801-46919
Contact information
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,720 |
| AUM (Assets Under Management) | $ 494,407,359 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2026 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
