Larry J. Mahoney

GRADIENT ADVISORS

Stafford, TX 77477

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CRD#: 1717552

Professional summary

Larry John Mahoney, CFP® is a registered financial advisor currently at GRADIENT ADVISORS, LLC located in Stafford, Texas.

Larry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Larry has worked at 9 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry John Mahoney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

August 9, 2017 - Present

GRADIENT ADVISORS, LLC

Office #1: 4800 Sugar Grove Blvd Suite 107, Stafford, TX 77477

RIA

CRD#: 152665

Stafford, TX

Past

February 24, 2016 - August 17, 2017

TUCKER ASSET MANAGEMENT LLC

RIA

CRD#: 174844

Stafford, TX

Past

February 10, 2016 - January 22, 2016

TUCKER ASSET MANAGEMENT LLC

RIA

CRD#: 174844

Stafford, TX

Past

November 9, 2009 - October 11, 2010

USA ADVANCED PLANNERS INC.

CRD#: 131282

STAFFORD, TX

Past

January 5, 2004 - November 3, 2009

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

STAFFORD, TX

Past

November 29, 2001 - November 3, 2009

PARK AVENUE SECURITIES LLC

CRD#: 46173

STAFFORD, TX

Past

January 2, 2001 - November 1, 2001

IMS SECURITIES, INC.

CRD#: 35567

HOUSTON, TX

Past

February 25, 1999 - December 15, 2000

ARGENT INVESTMENT SERVICES, INC.

CRD#: 25624

RUSTON, LA

Past

December 1, 1997 - January 29, 1999

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

November 22, 1996 - December 1, 1997

FORTH FINANCIAL SECURITIES, CORPORATION

CRD#: 14363

RICHMOND, VA

Past

November 19, 1987 - November 20, 1996

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/9/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/19/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/2/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/17/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

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Contact information

Main Address

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126

Mailing Address

Phone number

(877) 885-0508

Established

Firm type

Fiscal year end

# of Employees

169

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A AND 2B 10-2025 (10/21/2025)

Regulatory assets under management

Total Number of Accounts	3,222
AUM (Assets Under Management)	$ 218,611,410

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Larry J. Mahoney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry John Mahoney's CRS (Customer Relationship Summary).

Certified licenses

Experience

TUCKER ASSET MANAGEMENT LLC

TUCKER ASSET MANAGEMENT LLC

USA ADVANCED PLANNERS INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

IMS SECURITIES, INC.

ARGENT INVESTMENT SERVICES, INC.

CAPITAL BROKERAGE CORPORATION

FORTH FINANCIAL SECURITIES, CORPORATION

AMERICAN GENERAL SECURITIES INCORPORATED

Primary Firm SEC Registration

GRADIENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/19/1987

Series 7

Date: 9/2/2003

Series 6

Date: 11/17/1987

Current Firm

GRADIENT ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRADIENT ADVISORS, LLC

TRUST BUT VERIFY

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