Steven P. Colacurcio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Paul Colacurcio, who also goes by Steve Colacurcio, was a registered financial advisor .
Steven is a previously registered financial advisor and started their career in finance in 1989. Steven had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2009 - December 21, 2020
DAWSON JAMES SECURITIES, INC.
June 4, 2008 - March 27, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 30, 2004 - March 26, 2008
TRUIST INVESTMENT SERVICES, INC.
June 23, 2004 - March 26, 2008
TRUIST INVESTMENT SERVICES, INC.
February 15, 2002 - June 16, 2004
WELLS FARGO CLEARING SERVICES, LLC
February 15, 2002 - June 16, 2004
WELLS FARGO CLEARING SERVICES, LLC
May 1, 1998 - March 4, 2002
WAMU INVESTMENTS, INC.
January 24, 1992 - May 1, 1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
January 24, 1989 - February 5, 1991
G. K. SCOTT & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DAWSON JAMES SECURITIES, INC.
CRD#: 130645 / SEC#: , 8-66367
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
