Dean E. Vandonge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dean Ellis Vandonge, who also goes by Dean Ellis Van Donge, Dean E Vandonge, was a registered financial professional .
Dean is a previously registered financial professional and started their career in finance in 1992. Dean had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2015 - January 30, 2017
GRADIENT SECURITIES, LLC
June 21, 2013 - February 25, 2015
GRADIENT ADVISORS, LLC
June 21, 2013 - January 30, 2017
GRADIENT SECURITIES, LLC
June 15, 2010 - June 18, 2013
USA FINANCIAL SECURITIES LLC
June 15, 2010 - June 18, 2013
USA FINANCIAL SECURITIES LLC
January 23, 2009 - June 14, 2010
SECURITIES AMERICA ADVISORS, INC.
January 23, 2009 - June 14, 2010
SECURITIES AMERICA, INC.
March 20, 2002 - January 23, 2009
BRECEK & YOUNG ADVISORS, INC.
April 25, 2001 - January 23, 2009
BRECEK & YOUNG ADVISORS, INC.
March 7, 1994 - April 26, 2001
1717 CAPITAL MANAGEMENT COMPANY
May 4, 1993 - March 8, 1994
INTERPACIFIC INVESTORS SERVICES, INC.
January 20, 1992 - May 4, 1993
1717 CAPITAL MANAGEMENT COMPANY
Primary Firm SEC Registration
GRADIENT SECURITIES, LLC
CRD#: 127701 / SEC#: 801-80807, 8-66032
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRADIENT SECURITIES, LLC
CRD#: 127701 / SEC#: 801-80807, 8-66032
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 7,322 |
| AUM (Assets Under Management) | $ 591,069,287 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
