Joel E. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Engleman Miller was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 1987. Joel had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 1997 - January 27, 2014
INTL FCSTONE CREDIT TRADING LLC
June 23, 1993 - January 20, 2000
MILLER TABAK HIRSCH & CO.
May 16, 1991 - July 29, 1993
CITATION FINANCIAL GROUP, L.P.
April 8, 1988 - January 15, 1991
L. F. ROTHSCHILD & CO. INCORPORATED
August 18, 1987 - July 19, 1988
L.F. ROTHSCHILD MORTGAGE CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INTL FCSTONE CREDIT TRADING LLC
CRD#: 41025 / SEC#: , 8-49291
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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