BC
Brian E. Carden
MADISON AVENUE SECURITIES
Nashville, TN
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CRD#: 1717256
BC
Professional summary
Brian E Carden, who also goes by Brian Eugene Carden, is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Nashville, Tennessee.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Brian has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian Eugene Carden
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME: STEWARDSHIP PRIVATE WEALTH MANAGEMENT; INV RELATED:YES; ADDRESS:320 SEVEN SPRINGS WAY, SUITE 250, BRENTWOOD, TN 37027; NATURE:INVESTMENT + INSURANCE SALES; POSITION:SR. VP-PRODUCER/REGISTERED REP; START DATE:11/01/2018; HOURS/MONTH:100+; TRADING HOURS/MONTH:100+; DUTIES:SR. VP-PRODUCER/REGISTERED REP. MEDICARE & MEDICARE SUPPLEMENTS SALES START DATE 04/2022. 2) NAME: ELITE INSURANCE SOLUTIONS, LLC; INV RELATED:YES; ADDRESS:320 SEVEN SPRINGS WAY, SUITE 250, BRENTWOOD, TN 37027;NATURE:PROPERTY + CASUALTY AGENCY; POSITION:PROPERTY + CASUALTY INSURANCE AGENT; START DATE:01/01/2012; HOURS/MONTH:120+; TRADING HOURS/MONTH:120+; DUTIES:PRODUCER. 3) NAME: BRIAN CARDEN; INV RELATED:YES; ADDRESS: NASHVILLE, TN 37209; NATURE:COMMISSION SALES (INSURANCE); POSITION:INSURANCE AGENT (LIFE/HEALTH); START DATE:01/1997; HOURS/MONTH:80+; TRADING HOURS/MONTH:80+; DUTIES:SALES. 4) NAME: BRIAN CARDEN, AUTHOR; INV RELATED:NO; ADDRESS: NASHVILLE, TN 37209; NATURE: AUTHOR; POSITION: AUTHOR AND MAY HAVE SPEAKING ENGAGEMENTS FROM BOOK; START DATE:3/2022; HOURS/MONTH:LESS THAN 5 HOURS A WEEK; TRADING HOURS/MONTH: LESS THAN 5 HOURS A WEEK. 5) NAME: ESTATE DOCS PRO; ADDRESS; ARIZONA; INVESTMENT RELATED: NO; POSITION: AGENT & ADVISOR; DUTIES: RECOMMENDING THIS TOOL TO CLIENTS - LEGAL DOCUMENTS MADE AVAILABLE TO MY CLIENTS; HOURS PER WEEEK: 2 HOURS PER WEEK; START DATE: 10/2023
CRS (Client Relationship Summary) - RIA
Click below to view Brian E Carden's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brian E Carden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 31, 2018 - Present
MADISON AVENUE SECURITIES, LLC
RIA
BD
CRD#: 23224
Nashville, TN
Current
October 31, 2018 - Present
MADISON AVENUE SECURITIES, LLC
RIA
BD
CRD#: 23224
Nashville, TN
Past
January 5, 2009 - December 31, 2010
PEACHTREE PLANNING ADVISORS, INC.
RIA
CRD#: 112787
BRENTWOOD, TN
Past
September 3, 2008 - November 6, 2018
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
BRENTWOOD, TN
Past
September 2, 2008 - November 6, 2018
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
BRENTWOOD, TN
Past
February 17, 2004 - August 7, 2008
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
FRANKLIN, TN
Past
November 11, 2002 - August 7, 2008
SECURITIES AMERICA, INC.
BD
CRD#: 10205
FRANKLIN, TN
Past
April 23, 1998 - November 7, 2002
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
March 13, 1997 - April 20, 1998
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
January 1, 1996 - February 26, 1997
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
ATLANTA, GA
Past
May 4, 1993 - December 7, 1995
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
COLUMBUS, OH
Past
October 15, 1987 - June 9, 1993
SIGNATOR FINANCIAL SERVICES, INC.
BD
CRD#: 19061
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/25/2021)
RR
Missouri(11/6/2018)
RR
New Mexico(10/31/2018)
RR
New York(10/31/2018)
RR
Tennessee(10/31/2018)
IAR
Tennessee(10/31/2018)
RR
Texas(10/31/2018)
IAR
Texas(10/31/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
