Jeffrey C. Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Collins Smith was a registered financial advisor .
Jeffrey is a previously registered financial advisor and started their career in finance in 1991. Jeffrey had worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2015 - February 13, 2024
BUTLER CAPITAL PARTNERS
September 4, 2009 - September 2, 2011
MF GLOBAL INC.
March 10, 2005 - August 30, 2007
S3 SECURITIES LLC
July 9, 2002 - July 3, 2003
CREDIT SUISSE SECURITIES (USA) LLC
July 31, 1998 - July 3, 2003
CREDIT SUISSE SECURITIES (USA) LLC
August 29, 1995 - July 31, 1998
GARANTIA INC.
April 6, 1992 - January 3, 1995
LEHMAN BROTHERS INC.
April 23, 1991 - September 24, 1991
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BUTLER CAPITAL PARTNERS
CRD#: 114242 / SEC#: , 8-53413
Contact information
FINRA licenses (22 States and Territories)
Red Flags
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