Cary M. Lieberman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cary Mark Lieberman, who also goes by Cary Mark Lieberman, Cary Lieberman, was a registered financial professional .
Cary is a previously registered financial professional and started their career in finance in 1987. Cary had worked at 15 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 24, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2024 - June 4, 2025
IDB LIDO WEALTH, LLC
January 9, 2023 - March 5, 2024
FIRST HORIZON ADVISORS, INC.
December 12, 2022 - March 5, 2024
FIRST HORIZON ADVISORS, INC.
February 6, 2020 - February 19, 2021
PRIME CAPITAL FINANCIAL
November 30, 2016 - February 6, 2019
EDELMAN FINANCIAL ENGINES
July 6, 2009 - August 19, 2016
THE MUTUAL FUND RESEARCH CENTER, RESEARCH CENTER
October 15, 2008 - November 30, 2016
FINANCIAL ENGINES ADVISOR CENTER, LLC
March 3, 2008 - August 15, 2008
FIRST COMMAND BROKERAGE SERVICES, INC.
February 15, 2008 - August 15, 2008
FIRST COMMAND BROKERAGE SERVICES, INC.
March 28, 2005 - December 19, 2007
WADDELL & REED
March 28, 2005 - December 19, 2007
WADDELL & REED
June 23, 2004 - March 8, 2005
LEGACY FINANCIAL GROUP, INC.
March 9, 2004 - March 22, 2005
MML INVESTORS SERVICES, LLC
March 9, 2004 - March 22, 2005
MML INVESTORS SERVICES, LLC
February 7, 2003 - February 3, 2004
FISHER INVESTMENTS
July 1, 1999 - December 10, 2002
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
March 24, 1993 - July 26, 1999
QUICK & REILLY, INC.
August 30, 1989 - January 26, 1993
TD AMERITRADE, INC.
August 18, 1987 - December 13, 1988
FINANCIAL SQUARE PARTNERS
Primary Firm SEC Registration
IDB LIDO WEALTH, LLC
CRD#: 322488 / SEC#: 801-126779
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/9/2023
General Securities Representative ExaminationSeries 8
Date: 11/14/1991
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
IDB LIDO WEALTH, LLC
CRD#: 322488 / SEC#: 801-126779
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 235 |
| AUM (Assets Under Management) | $ 337,969,288 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
