Thomas J. Burns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas John Burns, who also goes by Tom Burns, was a registered financial advisor .
Thomas is a previously registered financial advisor and started their career in finance in 1987. Thomas had worked at 8 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2006 - December 1, 2014
USA FINANCIAL RESOURCES GROUP, INC.
December 19, 2005 - April 6, 2006
INVEST FINANCIAL CORPORATION
July 20, 2005 - April 6, 2006
INVEST FINANCIAL CORPORATION
April 22, 2005 - July 20, 2005
21ST CENTURY FINANCIAL SERVICES, INC.
December 17, 2002 - July 24, 2003
21ST CENTURY FINANCIAL SERVICES, INC.
November 30, 1998 - November 30, 2000
HIMCO DISTRIBUTION SERVICES COMPANY
March 11, 1993 - December 20, 1996
USA GROUP FINANCIAL SERVICES, INC.
May 23, 1990 - December 18, 1992
OSAIC FS, INC.
May 20, 1988 - February 13, 1990
J. T. MORAN & CO., INC.
September 22, 1987 - May 23, 1988
SHERWOOD CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USA FINANCIAL RESOURCES GROUP, INC.
CRD#: 139476 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
