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Randy G. Hatcher

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CRD#: 1716243
RH

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Randy Guy Hatcher, CFP® was a registered financial professional .

Randy is a previously registered financial professional and started their career in finance in 1993. Randy had worked at 5 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Past

March 30, 2007 - February 21, 2020

SOLUTIONS 4 WEALTH

RIA
CRD#: 143248
SOUTHLAKE, TX
Past

January 3, 2006 - April 2, 2007

LPL FINANCIAL LLC

RIA
CRD#: 6413
GRAPEVINE, TX
Past

January 3, 2006 - April 2, 2007

LPL FINANCIAL LLC

BD
CRD#: 6413
GRAPEVINE, TX
Past

August 6, 2003 - April 19, 2007

ADVANCED PLANNING, INC.

RIA
CRD#: 115576
GRAPEVINE, TX
Past

July 5, 1999 - January 3, 2006

INDEPENDENT ADVISERS GROUP CORP

RIA
CRD#: 106684
GRAPEVINE, TX
Past

January 1, 1996 - December 31, 2002

ADVANCED PLANNING, INC.

RIA
CRD#: 115576
BEDFORD, TX
Past

July 21, 1993 - December 31, 2005

OSAIC FS, INC.

BD
CRD#: 3870
GRAPEVINE, TX

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
S4
SOLUTIONS 4 WEALTH
SOLUTIONS 4 WEALTH | SOLUTIONS 4 WEALTH, LTD

CRD#: 143248 / SEC#: 801-121358

RIA
Registered Investment Advisory firm - (5/29/2021 Approved)
Florida
Registered Investment Advisory firm - (6/10/2021 Terminated)
South Carolina
Registered Investment Advisory firm - (6/10/2021 Terminated)
Texas
Registered Investment Advisory firm - (6/10/2021 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/27/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


S4
SOLUTIONS 4 WEALTH
SOLUTIONS 4 WEALTH | SOLUTIONS 4 WEALTH, LTD

CRD#: 143248 / SEC#: 801-121358

RIA
Registered Investment Advisory firm - (5/29/2021 Approved)
Florida
Registered Investment Advisory firm - (6/10/2021 Terminated)
South Carolina
Registered Investment Advisory firm - (6/10/2021 Terminated)
Texas
Registered Investment Advisory firm - (6/10/2021 Terminated)
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Contact information


Main Address
566 North Kimball Ave Suite 120, Southlake, TX 76092
Mailing Address
Phone number
(817) 934-7010
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SOLUTIONS4WEALTH AMENDED ADV 2A (11/14/2025)

Regulatory assets under management


Total Number of Accounts661
AUM (Assets Under Management)$ 173,592,028

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SOLUTIONS 4 WEALTH

CRD#: 143248

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