Allen R. Hartman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allen Robert Hartman was a registered financial professional .
Allen is a previously registered financial professional and started their career in finance in 1987. Allen had worked at 1 firm and has passed the Series 63, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 1987 - May 20, 1999
HARTMAN SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
HARTMAN SECURITIES, INC.
CRD#: 20448 / SEC#: , 8-38609
Contact information
Documents
Red Flags
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