Daren J. Koster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daren Jay Koster was a registered financial professional .
Daren is a previously registered financial professional and started their career in finance in 1987. Daren had worked at 10 firms and has passed the Series 63, SIE, Series 57, Series 7, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2018 - May 27, 2021
T3 TRADING GROUP, LLC
September 13, 2010 - February 8, 2011
INTL FCSTONE CREDIT TRADING LLC
June 9, 2000 - September 3, 2010
AVALON PARTNERS, INC.
September 2, 1998 - September 28, 1999
SOLID ISG CAPITAL MARKETS, LLC
June 19, 1997 - August 13, 1998
AEB CORPORATION
June 1, 1992 - February 4, 1994
CITICORP INVESTMENT SERVICES
January 11, 1990 - June 1, 1992
CITICORP FINANCIAL SERVICES,INC.
July 22, 1988 - October 27, 1988
NESHER, INC.
November 30, 1987 - May 20, 1988
ROBERT AINBINDER & COMPANY
September 9, 1987 - December 17, 1987
BROOKS WEINGER ROBBINS & LEEDS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
